(1)(a) The
secretary, in consultation with the disciplining authorities,
shall develop uniform procedural rules to respond to public
inquiries concerning complaints and their disposition, active
investigations, statement of charges, findings of fact, and final
orders involving a license holder, applicant, or unlicensed
person. The uniform procedural rules adopted under this
subsection apply to all adjudicative proceedings conducted under
this chapter and shall include provisions for establishing time
periods for initial assessment, investigation, charging,
discovery, settlement, and adjudication of complaints, and shall
include enforcement provisions for violations of the specific
time periods by the department, the disciplining authority, and
the respondent. A license holder must be notified upon receipt
of a complaint, except when the notification would impede an
effective investigation. At the earliest point of time the
license holder must be allowed to submit a written statement
about that complaint, which statement must be included in the
file. Complaints filed after July 27, 1997, are exempt from
public disclosure under chapter 42.56 RCW until the complaint has
been initially assessed and determined to warrant an
investigation by the disciplining authority. Complaints
determined not to warrant an investigation by the disciplining
authority are no longer considered complaints, but must remain in
the records and tracking system of the department. Information
about complaints that did not warrant an investigation, including
the existence of the complaint, may be released only upon receipt
of a written public disclosure request or pursuant to an
interagency agreement as provided in (b) of this subsection.
Complaints determined to warrant no cause for action after
investigation are subject to public disclosure, must include an
explanation of the determination to close the complaint, and must
remain in the records and tracking system of the department.
(b) The secretary, on behalf of the disciplining
authorities, shall enter into interagency agreements for the
exchange of records, which may include complaints filed but not
yet assessed, with other state agencies if access to the records
will assist those agencies in meeting their federal or state
statutory responsibilities. Records obtained by state agencies
under the interagency agreements are subject to the limitations
on disclosure contained in (a) of this subsection.
(2) The uniform procedures for conducting investigations
shall provide that prior to taking a written statement:
(a) For violation of this chapter, the investigator shall
inform such person, in writing of: (i) The nature of the
complaint; (ii) that the person may consult with legal counsel at
his or her expense prior to making a statement; and (iii) that
any statement that the person makes may be used in an
adjudicative proceeding conducted under this chapter; and
(b) From a witness or potential witness in an investigation
under this chapter, the investigator shall inform the person, in
writing, that the statement may be released to the license
holder, applicant, or unlicensed person under investigation if a
statement of charges is issued.
(3) Only upon the authorization of a disciplining authority
identified in RCW 18.130.040(2)(b), the secretary, or his or her
designee, may serve as the presiding officer for any disciplinary
proceedings of the disciplining authority authorized under this
chapter. The presiding officer shall not vote on or make any
final decision in cases pertaining to standards of practice or
where clinical expertise is necessary. All functions performed
by the presiding officer shall be subject to chapter 34.05 RCW.
The secretary, in consultation with the disciplining authorities,
shall adopt procedures for implementing this subsection.
(4) The uniform procedural rules shall be adopted by all
disciplining authorities listed in RCW 18.130.040(2), and shall
be used for all adjudicative proceedings conducted under this
chapter, as defined by chapter 34.05 RCW. The uniform procedural
rules shall address the use of a presiding officer authorized in
subsection (3) of this section to determine and issue decisions
on all legal issues and motions arising during adjudicative
proceedings.
[2008 c 134 § 9; 2005 c 274 § 231; 1997 c 270 § 1; 1995 c 336 § 6; 1993 c 367 § 2.]
NOTES:
Finding -- Intent -- Severability -- 2008 c 134: See notes following RCW 18.130.020.
Part headings not law -- Effective date--2005 c 274: See RCW 42.56.901 and 42.56.902.