| Class A and B Licensed Facilities | |||
| 1st Offense | 2nd Offense | 3rd Offense or subsequent offense | |
| Disturbing the peace WAC 260-80-140 | Warning to $200 and/or suspension | Warning to $500 and/or suspension | Suspension |
| Person performing duties for which they are not licensed WAC 260-36-010 | $100 | $200 | $300 |
| Unlicensed or improperly licensed personnel WAC 260-28-230 | $100 | $200 | $300 |
| Violation of any claiming rule in chapter 260-60 WAC | $200 to $500 plus possible suspension | ||
| Failure of jockey agent to honor riding engagements (call) WAC 260-32-400 | $75 | $100 | $200 |
| Failure of jockey to report correct weight WAC 260-32-150 | $100 | $200 | $300 |
| Failure of jockey to appear for films WAC 260-24-510 | $50 | $100 | $200 |
| Failure of jockey to fulfill riding engagement WAC 260-32-080 | $100 | $150 | $200 |
| Jockey easing mount without cause WAC 260-52-040 | $250 and/or suspension | $500 and/or suspension | $1000 and/or suspension |
| Jockey failing to maintain straight course or careless riding with no disqualification (jockey at fault) WAC 260-52-040 | Warning to $750 and/or suspension (riding days) | ||
| Jockey failing to maintain straight course or careless riding resulting in a disqualification (jockey at fault) WAC 260-52-040 | Suspension (riding days) and possible fine | ||
| Jockey's misuse of whip WAC 260-52-040 | Warning to $2500 | ||
| Entering ineligible horse WAC 260-40-140 and 260-80-030 | $250 | $500 | $1000 |
| Unauthorized late scratch (WAC 260-40-010) | $200 | $300 | $400 |
| Arriving late to the paddock or receiving barn WAC 260-28-200 | Warning to $50 | $50 to $100 | $100 to $200 |
| Failure to deliver furosemide treatment form to official veterinarian by appointed time WAC 260-70-650 | Warning to $50 | $100 | $200 |
| Failure to have registration papers on file - resulting in a scratch WAC 260-40-090 | $200 | $300 | $400 |
| Failure to obtain permission for equipment changes WAC 260-44-010 | $50 | $100 | $200 |
| Failure to report performance records WAC 260-40-100 | Warning to $50 | $100 | $150 |
| Failure to submit gelding report WAC 260-28-295 | $100 | $200 | $300 |
| Insufficient workouts - resulting in scratch WAC 260-40-100 | $200 | $300 | $400 |
| Class C Licensed Facilities | |||
| 1st Offense | 2nd Offense | 3rd Offense or subsequent offense | |
| Disturbing the peace WAC 260-80-140 | Warning to $100 and/or suspension | $250 and/or suspension | Suspension |
| Person performing duties for which they are not licensed WAC 260-36-010 | $50 | $100 | $150 |
| Unlicensed or improperly licensed personnel WAC 260-28-230 | $50 | $100 | $200 |
| Violation of any claiming rule in chapter 260-60 WAC | $100 to $250 plus possible suspension | ||
| Failure to honor riding engagements (call) - agents WAC 260-32-400 | $25 | $50 | $100 |
| Reporting incorrect weight - jockeys WAC 260-32-150 | $25 | $50 | $100 |
| Failure to appear for films - jockeys WAC 260-24-510 | $25 | $50 | $100 |
| Failure to fulfill riding engagement WAC 260-32-080 | $50 | $100 | $200 |
| Easing mount without cause WAC 260-52-040 | $100 | $200 and/or suspension | $400 and/or suspension |
| Jockey failing to maintain straight course or careless riding WAC 260-52-040 | Warning to $750 and/or suspension (riding days) | ||
| Jockey's misuse of whip WAC 260-52-040 | Warning to $2500 | ||
| Entering ineligible horse WAC 260-40-140 and 260-80-030 | $100 | $200 | $300 |
| Unauthorized late scratch WAC 260-40-010 | $100 | $200 | $300 |
| Arriving late to the paddock WAC 260-28-200 | Warning to $25 | $50 | $100 |
| Failure to deliver furosemide treatment form WAC 260-70-650 | Warning to $25 | $50 | $100 |
| Failure to have registration papers on file - resulting in a scratch WAC 260-40-090 | $50 | $100 | $100 |
| Failure to submit gelding report WAC 260-28-295 | $50 | $100 | $200 |
| Failure to obtain permission for equipment changes WAC 260-44-010 | $25 | $50 | $100 |
| Class A, B and C Licensed Facilities | |||
| 1st Offense | 2nd Offense | 3rd Offense or subsequent offense | |
| Smoking in restricted areas WAC 260-20-030 | $50 | $100 | $250 and/or suspension |
| Tampering with a fire protection, prevention or suppression system or device WAC 260-20-030 | $200 | $500 | $1000 and/or suspension |
| Failure to post problem gambling signs WAC 260-12-250 | Warning to $50 | $100 | $200 |
| Issuing a check to the commission with not sufficient funds WAC 260-28-030 | $50 | $100 | $200 |
| Failure to follow instructions of the outrider WAC 260-24-690 | $50 | $100 | $200 |
| Use of improper, profane, or indecent language WAC 260-80-130 | $200 | $300 | $500 |
| Failure to complete provisional license application within fourteen days WAC 260-36-200 | $100 and suspension of license | $250 and suspension of license | $500 and suspension of license |
| Failure to register employees with the commission (trainers responsibility) WAC 260-28-230 | Warning to $50 | $100 | $200 |
| Failure to furnish fingerprints WAC 260-36-100 | $100 and suspension of license | $250 and suspension of license | $500 and suspension of license |
| Nonparticipation - licensing WAC 260-36-080 | License canceled | ||
| False application WAC 260-36-100 and 260-36-120 | $50 to $250 and/or possible denial, suspension or revocation of license | ||
| Failure to divulge a misdemeanor or gross misdemeanor WAC 260-36-120 | Warning to $100 | ||
| Failure to divulge a felony WAC 260-36-120 | $100 to $250 and/or denial, suspension, or revocation of license | ||
| Failure to provide full disclosure, refusal to respond to questions, or responding falsely to stewards or commission investigators WAC 260-24-510 | $500 fine and/or denial, suspension or revocation of license | ||
| Failure to pay proper industrial insurance premium(s) chapter 260-220 WAC and WAC 260-36-230 | In addition to being required to pay the full industrial insurance premium, the trainer will be assessed a fine equal to fifty percent of the premium due | ||
| Failure to pay L&I payment agreement WAC 260-28-235 | Immediate suspension until premium paid and $50 fine for each quarter payment is late | ||
| Unlicensed person on the backside WAC 260-20-040 | Report violation to the racing association | ||
| Financial responsibility WAC 260-28-030 | Resolution with mutual agreement between the parties - failure to comply with the agreement will result in immediate suspension | ||
| Failure to appear for a ruling conference WAC 260-24-510 | Suspension (conference may be held in individual's absence) | ||
| Failure to pay fine within 7 days of ruling conference (no extension granted or no request for hearing filed) WAC 260-24-510 | Suspension until fine paid | ||
| Possession or use of a stimulating device (may include batteries) WAC 260-52-040 and 260-80-100 | 1 year suspension plus mandatory referral to commission for revocation | ||
| Offering or accepting a bribe in an attempt to influence the outcome of a race WAC 260-80-010 | 1 year suspension plus mandatory referral to commission for revocation | ||
| Failure to wear proper safety equipment WAC 260-12-180 | $50 | $100 | $200 |
| Horses shod with improper toe grabs WAC 260-44-150 | Horse scratched and $250 fine to trainer and plater | Horse scratched and $500 fine to trainer and plater | Horse scratched and $1000 fine to trainer and plater |
| Failure to display or possess license badge when in restricted area WAC 260-36-110 | $25 | $50 | $100 |